Phil Cole spoke on September 20, 2005 at the Practical Side of Private Securities Law seminar presented by Minnesota CLE.  Phil presented the topic, “Liability Under Federal and State Securities Laws: For the Company and for You, the Attorney.”


Program description:
What kinds of liability exist for violations of federal and state securities law?  What are the lawyer’s responsibilities and potential liabilities under the 1933 and 1934 federal securities acts?